The AML Compliance Program Builder

Build the foundations of your AML/CTF Compliance Program over 4 weeks.

The AML Compliance Program Builder is a guided implementation program designed specifically for law firms and sole practitioners in scope for the Tranche 2 AML/CTF reforms.

Through live, small group, online workshops, you will be guided step-by-step to build the foundations of your AML/CTF Compliance Program — supported by structured templates and expert input.

By the end of this program, participants will have:

• A tailored, foundational AML/CTF Compliance Program aligned to their firm’s services and risk profile

• A documented, structured approach grounded in risk-based principles

• Clarity on how AML/CTF obligations apply to their legal practice

• A clear, practical starting point for governance and compliance maturity over time

This program is ideal for:

• Australian sole practitioners and small-to-mid sized law firms.

• Firms looking to build a baseline AML/CTF Compliance Program.

• Practices seeking structured, expert-guided support.

• Legal professionals who want to reduce uncertainty, gain clarity, and confidently demonstrate an honest effort to meet Tranche 2 obligations.

Program Structure

Duration: 4 weeks.

Format: Live, small group, workshop-based delivery focused on practical implementation.

Sessions: 4 × 90-minute live online workshops.

Support Provided:

• Live Q&A during workshops.

• Email feedback on weekly tasks.

• Guidance materials and templates.

Time Commitment:

• 1.5 hours per week for workshops.

• ~1–2 hours per week for weekly implementation tasks.

Outcome:

Participants will complete foundational analysis, begin baseline implementation, and create governance artefacts adapted to their own practice.

CPD Eligible

Important Notes

• This program is educational and implementation-focused

• It does not provide legal advice

• It does not guarantee regulatory outcomes

• AML/CTF compliance is iterative; this series focuses on establishing a clear baseline foundation from which participants can further develop and mature their compliance program.